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The Guide to Certification for S/MIME Secure Messaging for Organizations

Copyright © 2002-2006 The Open Group

Issue 1.0, January 6 2006

This document is a guide to the steps for an organization to achieve certification against the S/MIME Secure Messaging Services Product Standard and if applicable the S/MIME Secure Messaging Training Product Standard.

Note
Certification for the S/MIME Secure Messaging Services Product Standard is a prerequisite for organizations who want to certify against the S/MIME Secure Messaging Training Product Standard.


Registration

Accessing the Web Certification System

The Certification Authority provides a web based certification system through which your organization can register for services certification. The entry point to this is at http://www.opengroup.org/ssm/cert/.

Prior to use of the Web Certification system you are recommended to browse the Web Certification documentation at http://www.opengroup.org/ssm/cert/docs/.

The first step is to select "Enter", which then gives you an intermediate screen with various help information, from which you can then proceed to access the secure web server.

Submitting Initial Certification Information

In order to access the web certification system you need a valid username and password on the Certification Authority's web server.

If you don't yet have an account, you may obtain one from the certification web site by selecting "Enter secure site" to enter the secure web site (if you have not already done so), then selecting "New User" to create your username and password.

Once you have your username, from the secure web site, select "Login" to login.

Registering Contacts for a Company

To register a service on behalf of a company, you must be registered as the designated Authorized, Technical or Alternate contact for that company. Company registration and that of its designated contacts have a number of steps that must be completed before you will be able to proceed. Your login will not offer you the full range of Product Standards until all the following steps have been successfully completed.

Please take the following steps to register your company and its contacts:-

  1. You will need a username and password on the Certification Authority's web server for identification purposes. If you don't yet have an account, you may obtain one from the certification web site by selecting "Enter secure site" to enter the secure web site (if you have not already done so), then selecting "New User" to create your username and password.
  2. Next you will need to enter your company name (you can give a part of the company name and the system will give you available matches in the database . and accept the terms and conditions of the Certification program, by accepting the Certification Agreement, for entry into the system. To do this you need to select "New Company Account".

  3. To register your company, you need to select your company name and specify the name and contact information for the following contacts:
    • The Authorized Signatory who will authorize your company's registration. The Authorized Signatory must be someone who is authorized to enter into legal commitments on behalf of the company.
    • The Technical Contact, who will be the primary contact for all certification-related issues.
    • An optional Alternate Contact, who will be the back-up for the Technical Contact and also have access to the web certification system to register items
    • The Financial Contact, who will be the contact for any payment and/or invoicing issues
    • An optional Marketing Contact, who will be the contact for any marketing-related certification issues

    Note: The Authorized Contact, the Technical Contact and the Alternate Contact, if specified, are the only users who will have the ability to register products or services using the web certification system.

  4. The web based certification system will then send electronic mail to your designated Authorized Signatory who must respond by electronic mail to the Certification Authority. The Certification Authority will verify the response and, if the requirements are met, accept your organization for entry into the certification system.

When the above is completed and the Certification Authority has responded to your designated Authorized Signatory with notification that your application has been accepted, your Technical and Alternate contacts will receive confirmation by electronic mail from the web certification system that your company account has been activated. At this point, your Technical and Alternate contacts will be able to progress to the next stage which is accessing the web certification system to commence registrations.

Accessing the Login Page

When you login you have a number of quick links available to allow you to start a new registration, view your renewals due, manage examination papers, or go to a home page with all certification activity.

Quick Links

  • Start a New Registration
  • Go to your Renewals Summary
  • Manage Examination Papers
  • Go to your Company Home Page for all Certification Activity

You should select "Start a New Registration" from the Quick Links or your company Home Page in order to proceed with registering for certification.

Registering for Certification

You must select the Product Standard that your organization is being registered for. The default product standard available for selection is the S/MIME Secure Messaging Services. If you have achieved certification for the S/MIME Secure Messaging Services Product Standard then you will also be able to select the S/MIME Secure Messaging Training Product Standard.

You are then presented with a screen that allows you to send any notes to the Certification Authority about this registration. Such notes are held confidential between you and the Certification Authority.

Accepting the Certification Agreement

After you select the "Submit for Registration" button, you are then presented with the Certification Agreement, which must be accepted in order to proceed with this registration.

You are required to agree to the Certification Agreement for each registration.

The Certification Agreement is between you and the Certification Authority. It defines the certification service and the legal commitment to the conditions of the service. This is also where you warrant conformance of a product, service or individual to the relevant Product Standard.

Note: the Certification Agreement is a web based agreement. When you click the "I accept" button you are indicating that you accept the terms and conditions.

Uploading your Conformance Statement

When registering for the S/MIME Secure Messaging Services or S/MIME Secure Messaging Training Product Standards you must upload the Conformance Statement for your organization.

You must complete the relevant questionnaire to create a Conformance Statement for your product. See Sections 1.2, Section 2 and Section 3.3 of the Certification Policy for further information on the purpose of the Conformance Statement.

Conformance Statement Questionnaires are provided as html templates. You should download the template and edit the html, retaining the existing layout.  You must submit the completed Conformance Statement in html format. Conversion to other formats besides html, or changes to the template in sections other than those allocated for Responses are not acceptable and will result in the Certification Authority rejecting your submission.

If you are certifying against the S/MIME Secure Messaging Services Product Standard you can also declare your S/MIME Secure Messaging Certified practitioners who must be selected from the S/MIME Secure Messaging Certified register. You may have zero practioners selected. After certification you can also come into the system and maintain this list, and are required to keep it current.

At this point if you select "Next", the screen will inform you that you have completed all the necessary steps and can proceed to the final registration stage. It is also possible to select the "Conformance Statement" link if you wish to change the file that you uploaded.

Re-branding an already Certified Training Product

The S/MIME Secure Messaging Certification Policy includes the concept of Re-branding an already certified S/MIME Secure Messaging Training product. This allows for technically identical products to be delivered by multiple suppliers.

This can be useful if your organization wishes to deliver a certified Training course but does not want to develop the course or undergo the full process of having original course materials certified. In this instance re-branding allows you to simply state that what you are submitting is identical to an already certified Training product and that you accept the obligations for an organization with a certified Training product.

The Final Step - Confirming your Submission & Payment

Once you have completed input of all the required information, the web based certification system allows you to confirm your submission details and then proceed with the payment.

The certification system will display a form into which you enter the final details that are required to submit the registration for certification. This is done in three stages:

  • Stage 1:This form allows you to check all the information relating to your company and the registration. It is divided into sections; each one needs confirmation from you that it is correct. You can also signify that you wish the registration to be kept confidential prior. If any of the information needs correcting you can, at this point, update it.

    You will need to consult the fee schedule and enter the amount of the certification fee due, and also indicate the credit card type you intend to pay with or that you wish to pay by an alternate method. If you intend to pay by an alternate method other than credit card, select unspecified for the card type.

    If you need to update any information (such as company details) you can select an update link which will cause a separate browser window to appear for the update. Once you have made the update you should close that window and refresh the page.

  • Stage 2:The next screen is the payment screen. Depending on your choice of credit card and the fee amount you may be switched directly to our credit card processor or asked to give card details directly to The Open Group. If you wish to pay by an alternative method you will be asked to state whether that is by wire transfer or check.
  • Stage 3:The third and final part is to affirm your commitment to the terms and conditions of the program as stated in the Certification Agreement and the committments as required by the Product Standard.
    Certification fees are due at this stage.

Payment

Payment is required to complete a full submission for registration. Payment may be either by credit card at the time of registration, or by purchase order, check or wire transfer received by the Certification Authority in advance of registration.

Note: The Certification Authority will not process the registration until payment has been received.

See http://www.opengroup.org/ssm/cert/docs/Fee_Schedule.html for the fee schedule. Please note that if you use a payment method other than by credit card, your submission cannot be processed until the payment is received by the Certification Authority.

Completion of Certification

You will be notified of the status of your request for certification within 10 business days. 

If for any reason the submission was not complete, you will  be notified so that any corrections can be made and resubmitted. Such a resubmission needs to be done within one month unless an extension has been granted by the Certification Authority.  The initial fee covers one set of corrective actions.

The details of the certification will then be put on the Certification Register, which is a public document, unless you have requested that it remains confidential. To keep the certification confidential, this option must be selected in the web certification system at the time the registration is submitted.

When a certification has been made public, you will be sent a URL from where you can download a certificate.

You should note that certification is valid for a defined period as stated in Section 9.1, Duration of Certification of the Certification Policy. At the end of that period, if applicable, if you wish the service to remain certified you will need to renew the certification. You will receive email notifying you of the process at the due time.

Appeals Process

You may appeal decisions made by The Open Group Certification Authority as stated in Section 11, Appeals Process of the Certification Policy. Any request for appeal should be sent by electronic mail to ssm-cert@opengroup.org . Receipt of such a request will be acknowledged within 6 working days by the Certification Authority and the appeals process invoked.

© The Open Group 2002-2006
Updated on 6 January 2006

   
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